[This is a guest post by Masoom Sanyal.]
The Unconstitutional Constitutional Amendments Doctrine (‘UCA Doctrine’), that we in India refer to as the Basic Structure Doctrine (‘BSD’), has travelled to yet another constitutional jurisdiction. This time, the Lesotho Court of Appeal, the apex court in the Kingdom of Lesotho, has employed the BSD to invalidate the Ninth Amendment to the Lesotho Constitution. In this essay, I will analyse the judgement of the Lesotho COA in Democratic Congress and Others v. Puseletso and Others [2024] LSCA 1, holding that (i) Basic Structure Doctrine applies to the Constitution of Lesotho, (ii) ‘Responsible Government’ is an essential feature of Westminster-style parliamentary democracy and a basic structure of the Lesotho Constitution, and (iii) the Ninth Amendment to the Constitution, passed last year, violates the basic structure of the Constitution and is therefore invalid. However, the COA applies another doctrine that has found roots in Indian and other commonwealth constitutional jurisprudence, i.e. the doctrine of prospective overruling, while invalidating the Ninth Amendment. I also analyse this aspect of the judgement.
The Ninth Amendment to the Lesotho Constitution
Section 1 of the Lesotho Constitution declares it to be a “sovereign democratic kingdom.” The King of Lesotho is the Head of the State who acts on the aid and advice of the Council of State (equivalent to the Council of Ministers in India). Prior to the Ninth Amendment, if a resolution of No Confidence in the government was passed, the Prime Minister had two options at his disposal – (a) resign within three days, or (b) advise the King to dissolve the parliament, thereby necessitating fresh snap elections [see Section 83(4)(b) and Section 87(5)]. The King, acting on the advice of the Council, could refuse to dissolve the parliament if he believes that the government can be carried on without need for dissolution, i.e. if another person could muster the necessary majority vote in the National Assembly, or if the dissolution was not in the national interest [see Section 83(4)(a)].
The Ninth Amendment changed this and allowed the Prime Minister only one option once a resolution of No Confidence in his government is passed and the name of another member of the National Assembly is proposed to be appointed the prime minister, i.e. resignation [see Para 165 of the Judgement]. Put evocatively by Justice Damaseb, “a resolution of a vote of no confidence – accompanied by a proposed name of a new Prime Minister – seals the fate of the incumbent.” [Para 167] After the amendment, the incumbent Prime Minister cannot advise the dissolution of parliament unless it is supported by a resolution of two-thirds majority of the members of the National Assembly (Lower House of the Parliament). At first blush, this may seem like a bona fide attempt at stabilising parliament and strengthening parliamentary performance by ensuring that snap elections are not frequently necessitated, especially in the political context that Lesotho has seen three elections in a span of five years between 2012 and 2017, due to dissolution of parliament recommended by prime ministers who had lost the vote of confidence.
However, the amendment results in a curious situation, which Justice Damaseb has captured in his concurring opinion. The vote of No Confidence itself does not require a two-thirds majority, but merely a simple majority. However, once a motion of No Confidence is passed against the incumbent’s government, he is left with no option but to resign. He can only advise dissolution if he is supported by a resolution to that effect passed with a two-thirds majority of the National Assembly – the same body that had withdrawn its confidence in that same Prime Minister. This leads to an absurd situation where the prime minister is required to obtain the support of two-thirds majority in the same National Assembly where he had not even been able to garner the support of a simple majority to express its confidence in him – a feat patently impossible to achieve.
Justice Damaseb notes, “The Ninth Amendment has therefore made it so much easier for members of the NA to remove the Prime Minister through a vote of no confidence; and well-nigh impossible for the Prime Minister to test the strength of his popularity and acceptance by the general public, by means of a fresh election. The King’s role and that of the Council of State in the dissolution process have also effectively been removed.” [Para 170]
In typical Westminster-style Parliamentary Democracies, the dissolution of Parliament is a prerogative of the Head of the State (for example, the Monarch in the UK, and the President in India) acting on the advice of the Prime Minister and his council. The Ninth Amendment to the Lesotho Constitution makes a “stark revolutionary departure” from that feature of a typical Westminster-style democracy and ultimately endangers the Constitution’s Basic Structure.
Importing the Basic Structure Doctrine to the Lesotho Constitutional Landscape
Although the Amendment has been declared invalid by a 3:2 majority (President Mosito, and Justices Damaseb and Musonda writing for the majority; while Justices Van der Westhuzein and Chinhengo dissent), the majority and minority both have recognised the existence an implied limitation on the amending power of the parliament, i.e. the basic structure doctrine [Para 190 and 191]. President Mosito, writing for the majority, notes, after a careful and thorough analysis of legal literature as well as judicial precedent, like Kesavananda Bharati and Minerva Mills from India and Anwar Hussain Roy Chowdhury from Bangladesh, that “certain fundamental features of Lesotho’s Constitution… form part of the basic structure and cannot be abrogated or diminished through the amendment process.” [Para 65] Similarly, Justice Musonda, in his concurring opinion, refers to the BSD as a doctrine of “Indian ancestry” and refers Kesavananda Bharati, Minerva Mills and Waman Rao to discuss the doctrine of basic structure, or the doctrine of implied limitations on amending power of the parliament. The minority judgement by Justice Van der Westhuzein also refers to Kesavananda Bharati and recognises the Basic Structure Doctrine and extends its application to Lesotho’s constitutional landscape [Para 334]. Where the minority differs from the majority is in determining whether the Ninth Amendment is destructive of the Basic Structure of the Constitution. Therefore, on the point of adoption of the Basic Structure Doctrine to the constitutional landscape in Lesotho, there is unanimity between all the judges on the bench.
Ninth Amendment: Revolutionary Departure from Typical Westminster Model and Disturbance to the Delicate Balance of Power
An engaging discussion on the aspect of basic structure is found in the judgements authored by President Mosito and Justice Damaseb. The core argument against the validity of the Ninth Amendment, in the opinion of the majority, rests on the premise that the Amendment endangers the “delicate balance of power” between the Legislature and the Executive. For President Mosito, it also strikes at the heart of the principle of Responsible Government. In the opinion of Damaseb, J, the amendment makes a revolutionary departure from the typical model of Westminster-style parliamentary democracy. Let us unpack these concerns one by one.
Holding that the principle of Responsible Government is the foundation of Lesotho’s parliamentary democracy and is, therefore, a basic feature of the Lesotho Constitution, President Mosito embarks upon a careful analysis. He writes, “[t]he impugned amendment, by denying the Prime Minister the crucial power to request a dissolution of Parliament when faced with a no-confidence vote, effectively allows a government to remain in power despite losing the confidence of the National Assembly. This undermines the essence of responsible government…” [Para 114]. This outcome is necessitated if the National Assembly expresses no confidence in the incumbent government, but does not recommend the name of a member who may be appointed the prime minister instead. The resignation of the Prime Minister, as required by the amended Section 83, is only mandatory if an alternative name is recommended – but what if, President Musito seems to ask, such a name is not agreed upon? This outcome would be what Mosito foresees and holds to be an unconstitutional possibility.
President Mosito further relies on the diminution of the King’s role as a mere symbolic head, since he no longer has the prerogative of dissolving the parliament without the parliament itself recommending such a dissolution by a 2/3rd majority of the National Assembly. This point – and its unconstitutionality – is emphasised more clearly in Justice Damaseb’s words. Justice Damaseb argues that the power of dissolution is exercisable by the King in audience with the Prime Minister through whom he exercises his powers under Section 86 of the Constitution. This is in line with the tradition of Westminster-style parliamentary democracies, where the power of dissolution of parliament normally rests with the Monarch or the President, acting on the advice of the Prime Minister. The Constitution empowered the Monarch to refuse such a dissolution, as discussed above [also see Para 174]. Therefore, there existed a delicate balance and division of powers within the constitutional scheme. The Ninth Amendment disturbs this delicate balance, since, as Justice Damaseb cogently points out, “the Prime Minister may no longer dissolve Parliament so that the electorate choose a new Government: the Legislature has in effect usurped that power. They [the Legislature] will tell the nation and their King who will be their next Prime Minister.” [Para 177] The legislature, thus, arrogates itself to exercise a power that is traditionally reserved for the Monarch and the Prime Minister, which strikes at the heart of the doctrine of separation of powers [see Justice Musonda, at Para 223].
The Doctrine of Prospective Overruling
After holding the Amendment destructive of the Basic Structure Doctrine, the Court asks another crucial question: does the declaration of invalidity apply ex nunc (prospectively) or ex tunc (retrospectively)? Much turns on this, because since the amendment had already come into effect, the then-Prime Minister has been ousted by no-confidence and, in his place, another member of the NA has been appointed the PM. If the Amendment is held unconstitutional from its inception, this would necessarily have to be undone. After referring to Linkletter v. Walker and Stovall v. Denno, American landmarks on Doctrine of Prospective Overruling – but, alas, not the Indian milestone in I C Golaknath, which, in the author’s opinion, has more direct application since that case also concerned an invalid amendment – President Mosito notes that the Court must consider potential disruption to ongoing governance and the delivery of essential public services. He notes, “[a] retrospective application of the declaration could potentially paralyse the government’s ability to function effectively, leading to a vacuum of leadership and decision-making when the nation may face critical challenges or emergencies.” Thus, the majority holds that there are “compelling reasons” to justify ex nunc (prospective) invalidation of the Amendment, which would ensure that the sanctity of the actions taken under presumed constitutionality of the amendment is preserved while also ensuring that the future actions conform to the court’s judgement [Para 128].
Conclusion
The judgement of the Lesotho Court of Appeal is a significant landmark in Lesotho’s constitutional landscape, opening the door for the scrutiny of all future amendments to the Lesotho constitution on not just procedural but substantive grounds, including the Basic Structure Doctrine, which is often the only effective weapon in the arsenal of a constitutional court to preserve (or guard, if you will) the Constitution. The judgement contains erudite opinions and cogent analysis by the majority as well as the minority. Holding the Ninth Amendment unconstitutional, the judgement restores the delicate balance of power between the Executive and the Legislature. However, one may be moved to ask that once an amendment is found to be destructive of the Basic Structure of the Constitution and thus invalid, can the Court exercise its discretion in holding that the amendment would be invalidated henceforth and not since its inception? Can expediency justify condonation of unconstitutionality?