[This is a guest post by Aakash Dwivedi. The author would like to thank Kanishk Pandey for his guidance and advice.]
Introduction
On 16th October 2023, the Supreme Court (‘SC’) delivered its decision in Mohamed Ibrahim v Managing Director, highlighting the constraints inherent within the Rights of Persons with Disabilities Act, 2016 (‘the Act’ or ‘RPWD’).
The case calls into question the standards of eligibility propounded by the statute – specifically, section 2 (r), which creates a threshold of 40% of a ‘specified disability’. As per the section, to qualify as a ‘Person with Benchmark Disabilities’ (‘PwBD’), the individual must have a disability to the extent of 40% or more. The fulfilment of such criteria is a condition precedent to gaining access to many rights and benefits under the statute. It thus forms the fulcrum on the basis of which rights are granted, and denied, to beneficiaries.
The case reflects the plight of persons with disabilities (‘PwDs’) who fail to meet this threshold i.e., persons who are disabled as per the act’s definition, but do not qualify the 40% criteria, and as a result, are not protected by the act’s provisions. The court in its critique calls into the question the effectiveness of the provision in protecting stakeholders. It contemplates whether this threshold is conducive to the achievement of the stated objectives of the act, or merely a barrier to the same.
Justice Ravindra Bhat authored the opinion and retired from the bench four days later. It is fitting that through his last case, Justice Bhat has articulated with some finality the inadequacies of disability rights in India. He has been a torchbearer for the rhetoric and demand of inclusiveness in disability rights in India. His critique of an indiscriminate 40% threshold assumes great importance in this case, and has received a concrete articulation through Mohamed Ibrahim.
Aside from Justice Bhat’s remarks, the absence of a broader judicial (and non-judicial) discourse surrounding the inadequacies of disability rights frameworks in India has led to a consistent denial of rights to PwDs. This is evident from the abundance of RPwD litigation as seen in Vikas Kumar, Avni Prakash, and finally Mohamed Ibrahim. Although scholars have periodically engaged in a critical review of the act, such engagement has largely been limited to enforcement mechanisms, lack of public awareness or implications for persons with mental illnesses (See here, here, and here).
There is a clear lacuna in literature examining the eligibility criteria espoused by the act, and dissent has largely been limited to the courtroom. Thus, I attempt to engage in a policy analysis of the act in an effort to identify the root of recent grievances. I claim that section 2(r) is first, underinclusive in nature, and secondly, is manifestly arbitrary and therefore, is ultra vires to the Right to Equality under Article 14 and must be amended.
Unpacking Under-inclusiveness
In this section, I argue that Section 2 (r) is under-inclusive in nature. To do so, I rely on the definition laid down in Ambica Mills, I further demonstrate the provision’s under-inclusiveness through Mohamed Ibrahim and Vikash Kumar.
In order to determine whether Section 2(r) is under-inclusive, it is first necessary to articulate the contours of this determination. What does it mean to say that a rule is under-inclusive? And how do we determine the same? In State of Gujarat v Ambica Mills, a seven-judge bench of the SC provided a clear definition of under-inclusiveness as ‘when the State benefits persons in a manner that furthers a legitimate purpose, but does not confer the same benefit on others who are similarly situated.’ Hence, it is required for us to determine if (a) a benefit is being conferred by the state, (b) in pursuit of a legitimate purpose, and (c) whether such benefit is extended to all similarly situated persons. I argue that although the act bestows benefits and privileges onto PwDs, for a legitimate purpose, it does not extend its benefits uniformly onto all similarly situated persons.
In Chapters VI and VII, the act promulgates numerous provisions for the benefit of PwBDs, including, but not limited to, reservations for employment and education. The act is hence reflective of the state’s recognition of the necessity of affirmative action in order to alleviate barriers encountered by PwDs. It hence (a) extends benefits (b) in pursuit of a legitimate objective. Does it extend these benefits to all similarly situated persons? Through Section 2(r), the act excludes all PwDs who do not meet the 40% threshold, from the benefits set out under Chapter VI. Irrespective of how similar their disability is to those who are eligible. It hence distributes benefits in an irregular, and non-uniform manner. However, does such distribution lead to an exclusion of similarly situatedpersons? I argue that it does. This is easily demonstrable.
In Mohamed Ibrahim, the appellant, who suffers from defective vision, applied for a position in a government establishment. The government rejected the application on the basis of the appellant’s ‘disability’ and refused to accommodate the appellant under the provision for reservation enshrined in the act. Such refusal was premised on the fact that the appellant failed to meet the criteria set out under Section 2 (r). The court recognised that the appellant, for all practical purposes, suffers from a disability and encounters barriers similar to those who meet the threshold, and is thus similarly situated. Nevertheless, he is exempted from Chapter VI benefits and safeguards, due to failure to meet the threshold of 2(r). Justice Bhat observed that the act hence extends benefits to one class of people, at the expense and exclusion of another.
The SC has also previously recognised the exclusionary nature of Section 2(r)’s design in Vikash Kumar v UPSC. Here, the court examined a grievance analogous to Mohamed Ibrahim. The appellant, a PwD as per the act’s definition, was denied a scribe while appearing for an examination. The refusal was, again, premised on the contention that the appellant failed to meet the 40% threshold. Relying on the principle of equality laid down in E.P Royappa, the court observed that the right to equality requires the law to apply equally to similarly situated persons. In cognizance of this, it quashed the order of the examination-authority, and mandated that the appellant be accommodated despite his non-status as a PwBD. The court recognised that the application of sec. 2(r) leads to an unreasonably narrow extension of the Act’s benefits by precluding other similarly situated individuals, such as Vikash Kumar and Mohamed Ibrahim.
In conclusion, although the statute meets the first two prongs of the Ambica Mills test, it fails to fulfil the third, by virtue of its exclusion of other similarly situated persons. Therefore, I submit that Section 2 (r) is under-inclusive in nature.
2(r): Arbitrary Equilibria
I organise the following section in two parts. First, I examine whether a ground for review exists under Article 14 for under-inclusive laws. I strive to discern (a) the substance of such review, and (b) the form that it may take. Secondly, I apply the test of manifest arbitrariness as envisaged in Shayara Bano.
Having argued that the impugned section is under-inclusive in nature, one might contend that mere under-inclusiveness does not constitute grounds for challenge. It is true that historically, courts have tolerated, with deference to the legislature, both under & over-inclusive classifications. However, it must be noted that such tolerance stems from the rights that legislation relates to, and not the degree of inclusiveness of the legislation itself (See here and here). In other words, deference and judicial constraint are exercised when statutes fall under the domain of legislative expertise. However, when legislation relates to the individual’s constitutional rights, a stricter standard of review is adopted. Presently, the under-inclusive nature of the provision interferes with the PwD’s right to equal protection by the law. Thus, judicial review is warranted.
It is now important to determine the substance of such a review. How may a ground for review be articulated in light of Article 14 jurisprudence? In E.P Royappa, the SC established that the guarantee of equality imposes a positive duty on the state to apply the law equally to all similarly situated persons. The court further clarified that Article 14 exists as a safeguard against arbitrary state action, postulating that arbitrariness is antithetical to equality. As a corollary to my arguments in the first section, I claim that by excluding other similarly situated persons from the benefits of the act, Section 2 (r) is arbitrary in nature and breaches the right to equality.
To determine whether Section 2(r) is arbitrary in nature, I rely on the doctrine of Manifest Arbitrariness as propounded by Shayara Bano. The court defines the doctrine as follows: ‘Manifest arbitrariness, must be something done by the legislature capriciously, irrationally or without adequate determining principle. Also, something which is excessive and disproportionate’. Although this definition provides the contours of the doctrine’s application, it does not provide a tangible framework with which one may test legislation. Therefore, in order to test Section 2(r) methodically on the touchstone of the doctrine of manifest arbitrariness, I rely on existing literature.
Through a doctrinal analysis of Shayara Bano and subsequent cases that successfully apply the doctrine, Vasu Aggarwal discerns a four-step test that articulates the doctrine in applicable terms (Aggarwal pg. 9). The four steps are as follows:
- Whether the provision is a rule or standard? (Doctrine applies only to the former)
- Whether the rule is under/over-inclusive?
- Whether there are any socially undesirable results as a consequence of the rule? Whether there are conflicting socially desirable results?
- Reconciling the socially undesirable and desirable results of the rule (If any).
It must be noted that the scholar’s test is not external to the doctrine. It is an articulation of the pattern in which the doctrine has been applied by courts. For example, one may look at Navtej Singh, wherein the Supreme Court applied the doctrine in the form of a four part test to read down Section 377 of the IPC. The court, first, recognised that Section 377 operates in the form of a rule, and not a standard, insofar as the section is given content at the legislative stage. Secondly, the court held that by criminalising even consensual intercourse, the section is over-inclusive. Thirdly, the court highlighted an undesirable result, wherein the section robs the individual of their agency of choice. Fourthly, it balanced this undesirable result with the ‘socially desirable’ result of protecting social morality. In its balancing act it found that the force of the former prevails. It thereby found the provision against same-sex relations to be manifestly arbitrary.
Such a pattern is recognisable in manifest arbitrariness litigation that followed Shayara Bano (Aggarwal Pg. 10). Thus, I argue that this test qualifies the form and substance of the manifest arbitrariness doctrine. The above demonstration also illuminates how the test will be applied in this essay.
APPLYING THE DOCTRINE
- Rule v/s Standards
In order to determine whether Section 2(r) constitutes a rule, I rely on Twining & Miers‘ construction of a rule. They write that a rule is one which determines that ‘In circumstances X, to persons in class Y, Z takes place’. The structure propounded by Twining & Miers is identifiable in 2(r); In circumstances where the person has a ‘specified disability’ (X) and is in the class of PwDs with a disability of 40% (Y), they are a person with ‘Benchmark disability’ (Z).
Moreover, 2(r) provides an ex-ante determination of the provisions application. This is in contrast to a standard, which would have allowed for determination of benchmark disability at an adjudicatory stage, on the basis of a flexible threshold (for ex: disability to a ‘reasonable extent’). The use of an unchanging threshold, in place of a flexible standard, distinguishes 2(r) as a rule.
I therefore submit that 2(r) is a rule, and the first prong is met.
- Under-inclusiveness
The importance of determining under-inclusiveness arises because courts, through the exercise of this doctrine, employ a strictly corrective approach. They strive to remedy grievances arising due to ‘excessive or disproportionate’ laws, rather than occupying a legislative role through the promulgation of new standards or rules.
In the previous section I have already argued that the provision is under-inclusive because it does not uniformly benefit all similarly situated persons. Therefore, this prong is also met.
- Whether there exist any socially undesirable results:
In this step, the doctrine contemplates the actual social consequences of the provision.
It is evident from the previous section that the under-inclusiveness of Section 2(r) has detrimental consequences for many PwDs. It precludes them from accessing the affirmative action benefits set out under Chapter VI of the act. Thus, it acts as a constraint on their social integration and material development. Furthermore, the scheme of administrative and educational affirmative action for PwDs in India is tailored around Sec. 2(r), as reflected in Vikash Kumar and Mohamed Ibrahim. Hence, it creates a constant need to litigate in order to claim one’s rights.
The next question that arises is whether there are any conflictingsocially desirable results of the provision. It is indisputable that Section 2(r) creates immense benefits for PwDs, although not all of them. It is not my argument that these benefits be done away with altogether, rather that corrective measures are necessary to enhance the provision’s efficacy.
- Balancing
In pursuance of its corrective approach, the doctrine seeks to balance socially undesirable and desirable results, if any.
In the given case, I argue that a balancing and reconciliation of the desirable and undesirable results of the law is wholly possible. Courts may hold the provision to be manifestly arbitrary. Subsequently, they may read down the 40% requirement, to make the provision more inclusive, while at the same time not disturbing the socially desirable results of the law.
Courts have previously employed manifest arbitrariness in order to make provisions more inclusive, by remedying their disproportionate nature, without necessarily striking them down.
CONCLUSION
In this blog, I critically examine Section 2(r) of the RPwD, highlighting its under-inclusive nature. I subsequently use the manifest arbitrariness doctrine to demonstrate that such under-inclusiveness is contrary to the constitutional guarantee of equality.
I must clarify that the metric of under-inclusiveness, as well the application of the doctrine are mere heuristics, with which we may understand the legal barriers encountered by PwDs. The broader aim of this blog is to further Indian legal discourse on PwD rights. It seeks to advocate for inclusive and fair laws that protect their interests, irrespective of the extent of their impairment.
The development of such an alternative framework is a separate analysis in of itself. I constrain myself from addressing the same extensively here. Nevertheless, I believe there could be two possible options.
First, courts, or the legislature, read down the 40% criteria to a lower threshold. This would expand the ambit of 2(r). However, courts and legislators will then have to determine what threshold would be perfectly inclusive: is it 10, 20, or 30%? Such a consideration is unavoidable, due to the fact that any ex-ante threshold cannot anticipate all possible grievances and is thus bound to be arbitrary. The converse, which is scrapping the threshold requirement altogether, would make the provision over-inclusive. It would render Chapter VI a dead letter due to impracticability of enforcement. Therefore, this option is not feasible.
The alternative consists of developing a flexible standard, as contemplated by Justice Bhat. In a diaspora with millions of PwDs, anticipating thresholds that are adequately inclusive is a burdensome task. Hence, individual determinations balance the legislature’s lack of perfect knowledge, by allowing application at the adjudicatory stage. A qualitative, rather than a quantitative, standard would prove to be more effective in protecting potential beneficiaries. A qualitative standard here refers to consideration of the barriers and constraints encountered as a result of disability, and not the extent of the disability itself.
The development of an alternative standard is a pertinent question that deserves answering. I can only hope that the end of this essay may be the beginning of a richer discourse on disability rights in India. Is it time to move beyond percentages as a metric of disability and impairment?